Searching for the opportunity to work as a Prime Broker with growing company in which my abilities will be an asset to company.
Strong a experience in financial services, and clearing firm
Deep knowledge of clearing, prime brokerage and hedge funds
Exceptional knowledge of FHA, VA, FNMA and FHLMC guidelines and standards
Proficient in MS Office suite, basic SQL, S Plus, Matlab and Perl
In-depth knowledge of broker dealer regulation and legal issues relating to prime brokerage and securities lending.
Provided regulatory guidance and advised Prime Services business and support areas.
Conducted research of rules, regulations relating to Prime services asset classes and business.
Managed and resolved issues that impact Prime Services.
Developed and implemented policies and procedures for all aspects of Prime Services.
Liaised with Regulatory Affairs or directly with Regulators.
Supported trade operations and resolved disputes.
Managed sophisticated client issues with the ability to solve problems and enhance client trading, operations and accounting relationships.
Handled client requests and cross sold firm products.
Managed trade verification, confirmation settlement, accounting and reconciliation of equity, option, fixed income, swaps and restricted stock transactions.
Maintained records of new and existing clients.
Bachelors Degree in Business Administration, Oglethorpe University, Atlanta, GA
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