Follow the links below to view the documents in SIFMAs Prime Brokerage Standard Forms and Documentation Library.
An agreement between a prime broker and an executing broker whereby the prime broker provides prime brokerage services in compliance with the SEC Prime Brokerage No Action Letter.
An agreement between a clearing broker and a customer whereby the clearing broker clears prime brokerage transactions.
SIFMA is the voice of the U.S. securities industry. We advocate for effective and resilient capital markets.
© 2019 Securities Industry and Financial Markets Association